Compliance Officer Skills you Need for your CV and Career in Financial Services

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Compliance Officer Skills List in Financial Services

Below we have compiled a list of the most popular skills for a Compliance Officer role. We ranked the top skills based on the percentage of Compliance Officer job descriptions they appeared on. For example, 69% of Compliance Officer job descriptions contained compliance as a required skill.

Keywords / Skills

Popularity

compliance
69%
independent financial advice
35%
financial services
32%
mortgage lending
26%
mortgage broker
23%
financial planning
18%
wealth management
18%
risk management
15%
file review
15%
compliance manager
15%
compliance officer
12%
complaints
12%
compliance reporting
12%
training
12%
cisi
9%
officer
9%
compliance monitoring
9%
aml
9%
legislation
6%
mifid
6%
tcf
6%
procedures
6%
policy
6%
mlro
6%
risk officer
6%
fca
6%
consumer duty
6%
investment management
3%
ifa
3%
cass
3%
regulations
3%
market abuse
3%
risk compliance
3%
regulatory standards
3%
research
3%
uk law
3%
financial crime
3%
regulatory
3%
cemap
3%
mortgage underwriting
3%
cemap qualified
3%
dipfa
3%
due diligence
3%
law firms
3%
inquiries
3%
analytical
3%
control systems
3%
reporting
3%
audit
3%
contract management
3%
legal compliance
3%
onboarding
3%
finance
3%
word and excel
3%

While these keywords are a good start, remember that every job is different. Instead of including all these keywords on your CV, identify the keywords most relevant to the job you're applying to and include those. For the best chance of success use our CV keyword scanner tool to help with this.

Including the right keywords in your CV will help you get past Applicant Tracking Systems (ATS) and win more job interviews from employers and recruiters.


Do you want
more job interviews?

Improve your CV's success rate by using these Compliance Officer skills and keywords or scan your CV to get a personalised score.