Compliance Officer Skills you Need for your CV and Career in Financial Services

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Compliance Officer Skills List in Financial Services

Below we have compiled a list of the most popular skills for a Compliance Officer role. We ranked the top skills based on the percentage of Compliance Officer job descriptions they appeared on. For example, 67% of Compliance Officer job descriptions contained compliance as a required skill.

Keywords / Skills

Popularity

compliance
67%
independent financial advice
37%
financial services
31%
mortgage lending
25%
mortgage broker
25%
financial planning
19%
wealth management
19%
file review
16%
compliance manager
16%
risk management
16%
compliance officer
13%
complaints
13%
compliance reporting
13%
training
13%
cisi
10%
aml
10%
compliance monitoring
10%
legislation
7%
mifid
7%
mlro
7%
officer
7%
risk officer
7%
tcf
7%
procedures
7%
policy
7%
fca
7%
consumer duty
7%
regulations
4%
cass
4%
investment management
4%
ifa
4%
market abuse
4%
cemap qualified
4%
risk compliance
4%
regulatory standards
4%
research
4%
analytical
4%
word and excel
4%
finance
4%
onboarding
4%
legal compliance
4%
contract management
4%
audit
4%
reporting
4%
control systems
4%
uk law
4%
inquiries
4%
law firms
4%
due diligence
4%
dipfa
4%
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While these keywords are a good start, remember that every job is different. Instead of including all these keywords on your CV, identify the keywords most relevant to the job you're applying to and include those. For the best chance of success use our CV keyword scanner tool to help with this.

Including the right keywords in your CV will help you get past Applicant Tracking Systems (ATS) and win more job interviews from employers and recruiters.


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Improve your CV's success rate by using these Compliance Officer skills and keywords or scan your CV to get a personalised score.